File:The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 (UKSI 2001-1227).pdf

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The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001   (Wikidata search (Cirrus search) Wikidata query (SPARQL)  Create new Wikidata item based on this file)
Title
The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
Description
English: This Order specifies under section 327(6) of the Financial Services and Markets Act 2000 (“the Act”) certain regulated activities which do not fall within the exemption under Part XX of the Act (provision of financial services by members of the professions) from the general prohibition under section 19 of the Act. Section 19 prohibits persons who are not authorised or exempt from carrying on any regulated activity in the United Kingdom. A regulated activity is an activity of a kind specified by the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 which is carried on by way of business in relation to an investment of a kind also specified by that Order.
Publication date 27 March 2001
Authority file  ISBN: 0110291980
Source

http://www.legislation.gov.uk/id/uksi/2001/1227

PDF: http://www.legislation.gov.uk/uksi/2001/1227/made/data.pdf
Subjects
InfoField
FINANCIAL SERVICES AND MARKETS
Categories
InfoField
Personal pensions; Pensions; Financial service industries; FINANCIAL SERVICES AND MARKETS

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current04:40, 27 October 2020Thumbnail for version as of 04:40, 27 October 20201,239 × 1,752, 4 pages (158 KB)Fæ (talk | contribs)UK legislation project 2001 (United Kingdom Statutory Instruments) UKSI 2001-1227 #2113

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